Regulation
Griffin Markets Europe SAS (“Griffin“) is fully regulated in France by both the Autorité des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR).
Griffin also operates authorized branches in the UK regulated by the Financial Conduct Authority (FCA) and in Italy regulated by the Commissione nazionale per le società e la borsa (Consob). Griffin is registered as an Introducing Broker with the National Futures Association (NFA) in the United States.
Griffin is authorised to provide investment services, including reception and transmission of orders (RTO), execution of orders on behalf of clients, and to operate an Organised Trading Facility (“OTF”).
Griffin’s OTF has operated through its French entity, Griffin Markets Europe SAS since 1st January 2021. Before that, the OTF was operated through Griffin Markets Limited in the UK.
Griffin offers market participants a full range of execution and reporting services covering both financial and non-financial instruments including:
• Hybrid voice/electronic execution platform.
• REMIT reporting of physical gas and power orders and trades.
• Transaction reporting for financial instruments under MiFID II.
• Position limit reporting under MiFID II.
Contracts for the supply of physical gas and power in the UK and the EU which are executed through Griffin’s OTF will not be classified as financial instruments in accordance with C6 of Annex I to MiFID II.
Alongside its OTF, Griffin also offers:
– An arranging service for the registration of block futures trades.
– An arranging service for bespoke contracts which are executed outside the OTF.
– Ancillary services including data analysis and trading tools.
Post trade transparency data relating to financial instruments is available to view at: http://mifid.griffinmarkets.com/
The MIC codes for Griffin’s French entity are as follows:
• GMEO (segment MIC applicable to OTF)
• GMES (operating MIC)
• The LEI is 969500OBCS5EQT67NQ53.
Should you require any further information, please contact compliance@griffinmarkets.com
